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System for Fund Management in the European Union

ESF Monitoring FAQ

What are the dimensions against which samples have to be representative?

Representative samples are randomly selected at the level of investment priority to reflect the socio-economic characteristics (variables) of the participants as captured by the common output indicators covering personal non-sensitive data: gender, employment status, age, educational attainment and household situation. Representative samples have to be established per investment priority, category of region (not for YEI), and gender.

ESF Monitoring - Reports Obligations - Which data are subject to the completeness requirement? Which records should be excluded from/included in the indicators data and used for representative sampling?

In order to be included in the aggregates for reporting indicators and for drawing representative samples, records have to be complete for all non-sensitive personal data (gender, employment status, age, education level, and household situation) excluding homelessness and from rural areas. Incomplete records should be included only in the grand total of participants figure.

ESF Monitoring - Entities and Projects - Which indicators are suitable to be used in interventions supporting unemployed to start their own business?

In order to decide which output and result indicators are relevant, the objective of each operation should be taken into account. If the objective of the operation is to help unemployed people start their own business, then the following common indicators are relevant:

Can SMEs acting as beneficiaries and directly benefitting from support be counted in the indicators on entities?

Usually, beneficiaries initiate or initiate and implement an operation that supports a number of individuals or entities fulfilling certain criteria (target group).

Note that there is a difference between a “beneficiary” and an entity “benefitting from support”:

ESF Monitoring - Participants - When participation records are updated following re-entry into an operation, does the previous result need to be kept and stored in the participation record/database?

No. It is not necessary to keep the previously recorded result data for participants that re-join the same operation. Only data associated with the initial entry and final exit date are required. Note however, that the system should ensure that any reported indicators including data for a first result are updated accordingly and that the revised results are transmitted to the Commission through the SFC. 

What data are considered as sensitive?

Indicators marked with two asterisks in Annex I of the ESF regulation are those for which information to be collected is considered as sensitive, according to Art. 8 of the 95/46/EC directive.These are the following common output indicators:

  • "migrants, participants with a foreign background, minorities (including marginalised communities such as the Roma);
  • “participants with disabilities”;
  • “other disadvantaged”.

As well as the immediate and longer-term result indicators:

Which participants should be counted under the result indicators dealing with disadvantaged?

Both the immediate and longer-term result indicators on disadvantaged (“disadvantaged participants engaged in job searching, education/training, gaining a qualification, in employment, including self-employment, upon leaving”, and “disadvantaged participants in employment, including self-employment, six months after leaving”) should only include participants who have been recorded in at least one of the following common output indicators (note that people may cumulate several disadvantages:

Which immediate result indicators can apply to participants that were neither unemployed nor inactive when joining an ESF operation?

For participants that at the start date (when joining an ESF operation) are neither unemployed nor inactive (i.e. they are in employment) the immediate result indicators “participants in education and training” and “participants gaining a qualification” can apply.